RE 1, RE 3, RE 4, & RE 5 Courses

Pass your Regulatory Exams

Get the RE Study Materials you need to prepare for your Regulatory Exams. Our proven courses break down complex legal content into clear, actionable lessons that help you pass first time.  Our courses also include a bank of questions to assist you in getting ready for your exam.

Prefer to Study at Your Own Pace?

Try our Self-Study RE Courses

Our self-paced courses are designed for busy professionals who want clarity and flexibility. You'll get instant access to structured, easy-to-understand study guides that simplify complex legal topics. Plus you'll get access to unlimited mock exams attempts that simulate the real thing.

Prefer Live Expert Guidance?

Join our Live RE Training Courses

If you prefer learning with real-time support, our live training sessions are led by an industry expert who walk you through each module step-by-step. You’ll be able to ask questions and get clarity on confusing topics as you go. Plus you will still get access to the same study material and mock exams used in our self-study course option.

Find a date for your training below.

Your Regulatory Exams aren't Optional

But preparing for them doesn't have to be complicated.

Studying the Financial Advisory and Intermediary Services (FAIS) Act can feel impossible.

The legislation is packed with complicated jargon, endless cross-references, and dense codes of conduct. Regulations change often and source materials are hundreds of pages long.

That's why we created these courses; to give you a clear, practical understanding of what you need to know to pass your Regulatory Exams and stay compliant.
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Why Professionals Choose Our RE Exam Training

Whether you're writing RE1, RE3, RE4 or RE5, our trainings help you prepare with confidence, and pass your exam.

Built Around Exam Requirements

Our courses cover all the skills and knowledge prescribed by the regulator so that you learn exactly what’s needed to pass your exam.

Always up to date content

Our team closely monitors changes in legislation, financial regulations, and compliance guidelines to ensure our course content stays up to date.

Unlimited Practice of Mock Exams

Use the mock exam assessment at the end of the course to practice as many time ass you like until you feel prepared for your exam.
Still Unsure which course is right for you?

Choose your RE training course below

RE 1

R 1,500
Regulatory Exam Preparation Course for Key Individuals (Cat I and Cat IV).
  • You oversee and manage representatives without providing a financial service yourself.
  • You are involved in the strategic oversight of an FSP and its representatives.

RE 5

R 1,300
Regulatory Exam Preparation Course for Representatives in All Categories of FSP's.
  • You render intermediary services to a client.
  • You are listed as a representative on a license.
  • You provide advice to clients.
  • You are dealing with clients to provide a financial service.

RE 3

R 1,750
RE3 Regulatory Examinations for FSPs and Key Individuals in Category II and IIA
  • You are a representative involved in discretionary fund management on a Category II FSP license.
  • You are a key individual or are responsible for oversight of representatives rendering discretionary fund management services.

RE 4

R 1,900
RE4 Regulatory Examination for FSPs and Key Individuals in Category III
  • You are a representative on a Category III FSP license actively involved in the bulking and reinvesting of client funds i.e. in a linked investment services provider environment.
  • You are a key individual or are responsible for oversight of representatives rendering services on a Category III FSP license (bulking of client funds) i.e. in a linked investment services provider environment.

What our clients say

Real professionals. Real Results.

I had the privilege of working with Liza Hietbrink in preparation for my RE exams. I continue to recommend her to colleagues and clients. Her deep knowledge of the various sets of regulations, strategic focus on key syllabus areas, and structured approach to exam preparation, made a significant difference in my success in passing the exams on first attempt.

Despite limited time available to prepare for the exams, Liza effectively tailored the training to maximise efficiency, ensuring that I was well-prepared and confident. Her ability to pinpoint critical topics and reinforce them with past exam paper questions, was invaluable. Thanks to her guidance, I approached the exams with clarity and confidence and a successful outcome. 
~
Hymne Landman
CEO
Wealth Management
Liza is a highly experienced training provider with over two decades in the financial services industry. Her training is practical and supported by relevant examples, making complex concepts easier to understand.  She offers customised training materials to meet client needs, and her regulatory exam training is regularly updated. The inclusion of multiple-choice questions further supports effective exam preparation. Liza’s structured and practical approach makes her training both relevant and valuable.
~
Elzabe Botha
DirectoR
Compli-Serve Gauteng
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