Preparation Course for Key Individuals (Cat I and Cat IV)

Pass Your RE 1 Exam with Ease.

Are you a key individual struggling to find the time and resources to prepare for the RE1 exam?

Our course simplifies the complex legislation and prepares you with mock exams and practical insights, so you can pass the exam and stay “fit and proper” in your role.
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LAUNCH EXCLUSIVE

Bonus Live Q&A

During our launch, the first 20 enrolments will gain access to a bonus live Q&A session hosted in July, where you will get direct access to ask Liza all your specific questions. *Spaces are limited, enrol today to secure your spot. 

Modules

Mock Exam Questions

Years Compliance Experience

Regulatory Exam Prep Doesn’t Have to Be This Hard.

We know studying for your regulatory exam can feel close to impossible. 

  • The legislation is packed with complicated jargon, endless cross-references, and dense codes of conduct.
  • Finding the right materials is a challenge, and even then, how do you know if they’re up to date?
  • Regulations change and source materials are hundreds of pages long.

But it doesn't have to be this complicated.
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Pass your RE 1 Exam even if

You don't know where to start | You've failed before | You're overwhelmed

No more stressing about where to start, whether you’re studying the right way, or if your material is up to date. 

What You'll Gain Inside the Course

Our courses break everything down into an easy-to-follow system so you can learn with confidence and pass with ease.

Master the Exam Format

Get familiar with the multiple-choice test format and practice with over 500 mock exam questions until you feel fully prepared.

Understand Complex Legal Terminology

We break down complex legislation into easy-to-understand PDF modules and videos.

Build Your Knowledge Step by Step

Our course follows the exact skills and knowledge requirements set by the regulator, structured into easy-to-follow modules.

Learn from Supportive Videos

Get additional key insights overview through video lessons to ensure you're fully prepared.

Apply Compliance in Your Career

Beyond passing the exam, you’ll gain practical knowledge to stay compliant, avoid penalties, and remain fit and proper in your role.

RE 1 Course Content Overview

Next Steps

Getting started is simple.

1. Enrol in the RE 1 course

Gain immediate access to all study materials.

2. Follow the structured lessons

Go through the self-paced modules in your own time, to fit your schedule.

3. Practice with mock exam questions

Use our bank of over 500 mock exam questions to practice as many times as you like. 

4. Take the exam with confidence

Walk into your exam fully prepared.

Frequently asked questions

Who is the RE 1 Preparation Course for?

The RE1 course is designed for key individuals responsible for the strategic oversight of a Financial Services Provider (FSP) and its representatives. It is ideal for those who oversee compliance and manage representatives without directly providing financial services themselves.

This course is for you if:
  • You are responsible for the compliance and management of an FSP.
  • You oversee representatives who sell financial products but do not provide financial services yourself.
  • You need to pass the RE1 exam to fulfill your regulatory responsibilities​.

How do I know which course is right for me?

If you are a representative you will take the RE 5.
If you are a key individual that provides oversight to individuals marketing products  you will take the RE 1.

If you have any questions regarding which training to take, please email learning@complyeeze.co.za  

Is the course current and updated?

Yes! Our team closely monitors changes in legislation, financial regulations, and compliance guidelines to ensure our course content stays up to date.

We continuously update our materials to reflect the latest regulatory requirements, so you’re always learning the most relevant and accurate information.

Does the course cover all the requirements and information?

Absolutely! Our courses cover all the skills and knowledge prescribed by the regulator.

We break down complex legislation into clear, easy-to-understand materials that align with regulatory requirements, ensuring you learn exactly what’s needed to pass your exam and apply compliance effectively in your role.

How long is the course?

The course is 13 Modules long. It is designed to be self-paced, so you can fit the learning into your schedule and progress as quickly or as slowly as you like depending on your understanding of the material.

How does the Mock-Exam work?

This course has a mock exam assessment at the end of the course. The assessment has a bank of over 500 multiple choice exam questions. 

Each time you take the assessment you will be asked a new set of 10 questions from the question bank. You can take the assessment as many times as you like until you feel confident and prepared.

How long will I have access to the course?

Once you purchase the course, you will have continued access to all the content. This means you can study at your own pace and revisit materials whenever needed.

MEET YOUR INSTRUCTOR

Liza Hietbrink,
ComplyEeze Founder

Liza has over 20 years of experience in compliance training for financial professionals. With a law degree and a postgraduate diploma in financial planning, she has helped countless professionals, including teams from Barclays UK, UBS Bank, and Momentum, pass their regulatory exams with confidence.

She still remembers walking out of her compliance exam wondering if she had passed, even though she had a legal and compliance background. If she was uncertain, she could only imagine how daunting it must be for those without a law degree or her compliance experience.

That realisation shaped her mission: no one should feel like an exam is a barrier to their career success. Through ComplyEeze, Liza simplifies complex regulations so professionals can focus on what matters, building their careers with confidence.
Stay “Fit and Proper”

The Easy Way to Pass Your RE1 Exam

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