Our Compliance Services

Comply365. Your compliance needs. Covered.

Comply365 is our support package for FSPs, operating in South Africa, who want expert compliance help, whenever they need it.

From advice, to compliance monitoring and audits, templates and regulatory reporting - we help our clients reduce risk and build strong compliance foundations, without disrupting their business operations. 

Trusted by FSPs since 2004

Registered Compliance Officer

FAIS, FICA, NCA, FMA, POPIA & More

HOW WE WORK with our clients

We don't just tick boxes. We build real, long-term support

1. Understand your regulatory obligations

We unpack your regulatory universe and determine what requirements and obligations apply to your specific business.

2. Build practical, documented systems and policies

We help you with policies, procedures, and monitoring tools that keep your business up to date.

3. Trainings to keep your team Fit and Proper

We offer comprehensive RE training, awareness sessions, and ongoing education.

4. Support your business every step of the way

Our team is on call so you’re never left guessing or feeling uncertain if your business is compliant.
Everything you need to stay compliant, all in one tailored package.

What's included in Comply365

Comply365 package
Optional extra services 

How to get started

1. Book your free consultation call

Book in a free intro consulting call where we will meet for 30 minutes to understand your business and compliance needs.

2. Receive a custom proposal

We’ll send you a compliance solution based on your business environment, needs, and scale.

3. Ongoing support through Comply365

We work as your compliance partner and support you with everything from process and policy development to monitoring, auditing and reporting, so you can focus on running your business.
New to the industry?

Licensing support

we assist with FSP as well as NCR license applications and support. We will walk you through everything you need to get approved and compliant from day one.

Book in a free intro consulting session to get started.

Frequently asked questions

Are you a registered compliance officer?

Yes. We are formally registered and can act as your external compliance officer.

Do you assist with new license applications?

Yes. We regularly support businesses applying for FSP or NCR licenses, after which we are able to transition into long-term compliance partnerships.

What is the cost of your compliance services?

As your compliance partner, we work on monthly retainer pricing. The fees are based on your specific business needs and scope of services, business size and complexity. The scope will be determined in your free intro session and the cost will be outlined in your proposal which we will send through after.

What legislation do you cover?

We most frequently cover:

  • The Financial Advisory and Intermediary Services Act (FAIS)
  • The Financial Intelligence Centre Act (FIC)
  • Financial Markets Act
  • National Credit Act 
  • Protection of Personal Information Act (POPI)


We also offer other relevant Market Conduct legislation overseen by the Financial Sector Conduct Authority, you can enquire about specific legislation in your free intro session.

Ready to simplify compliance?

Don’t let regulation slow your business down. Book a no-obligation intro call and see how we can support you.
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