Live compliance training workshops
Sign up for expert-led, interactive training sessions to help you and your team stay compliant and confident.
Book your live session
Upcoming trainings
Live online sessions with expert facilitator
Small-group format & opportunity for questions
Access to self-paced learning materials
How to join a training session
Choose your workshop date
Select a workshop date for the live training you need. Book and pay for your session securely online.
Receive your training link & course materials
You will receive an email to setup your account and gain access to all live sessions and learning materials.
Access self paced study material
Familiarise yourself with the self-paced material in your own time. Take note of any questions you may have or key areas of interest.
Join your live session & apply your knowledge
Use this session to deepen your understanding of the content and engage in interactive sessions and Q&A with an expert facilitator.
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Browse the full range of live trainings
Live Online training
RE1: Exam preparation training for Key Individuals
This training simplifies the legislation and provides practical exam preparation for the RE1 exam. It is perfect for Key Individuals who oversee representatives.
With this training you will:
- Understand the role and responsibilities of a Key Individual under the FAIS Act.
- Navigate the General Code of Conduct, Fit & Proper requirements, and compliance obligations.
- Get exam-ready with guided insights and Q&As from an expert facilitator.
Live Online training
RE5: Exam preparation training for Representatives
This training simplifies the legislation and provides practical exam preparation for the RE5 exam. It is perfect for representatives from all categories of FSP who provide intermediary services or advice to clients.
With this training you will:
- Understand the role and responsibilities of a representative under the FAIS Act.
- Navigate the General Code of Conduct, Fit & Proper requirements, and compliance obligations.
- Get exam-ready with guided insights and Q&As from an expert facilitator.
Live Online training
RE3: Exam preparation training for Fund Managers & Key Individuals
This training simplifies the legislation and provides practical exam preparation for the RE3 exam. It is perfect for representatives involved in discretionary fund management or Key Individuals overseeing representatives providing services with a Category II FSP license.
With this training you will:
- Understand the role and responsibilities of Fund Managers in the regulatory landscape.
- Navigate the Category II specific compliance requirements.
- Get exam-ready with guided insights and Q&As from an expert facilitator.
Live Online training
RE4: Exam preparation training for Linked Investment Services Providers & Key Individuals
This training simplifies the legislation and provides practical exam preparation for the RE4 exam. It is perfect for representatives involved in the bulking and reinvesting of client funds or Key Individuals overseeing representatives rendering services on a Category III FSP license.
With this training you will:
- Understand the role and responsibilities of Linked Investment Service Providers in the regulatory landscape.
- Navigate the Category III specific compliance requirements.
- Get exam-ready with guided insights and Q&As from an expert facilitator.
Live Online training
FICA: Annual anti-money laundering training
Stay compliant with your annual FICA training requirements. This short session helps teams understand and implement anti-money laundering obligations practically and confidently.
With this training you will:
- Learn what your duties are in terms of the FIC Act.
- Learn to identify reportable transactions and suspicious activity.
- Get guided insights and Q&As from an expert facilitator.
- Fulfil your and/or your teams annual awareness training requirement.
Live Online training
POPIA: Handling client information responsibly
This training covers the core principles of the POPI Act and how to handle client data responsibly within your FSP.
With this training you will:
- Understand your legal obligations under the POPI Act.
- Learn to apply best practices for data handling and protection.
- Get guided insights and Q&As from an expert facilitator.
- Equip yourself and/or your team to reduce reputation and legal risk.
Need individual support after a training?
Book a 1-on-1
Live compliance training FAQs
What live training do you offer?
We offer virtual, interactive live trainings for:
- RE1 (Key Individuals) 2 days
- RE3 (Fund Managers) 1 day
- RE4 (LISPs) 1 day
- RE5 (Representatives) 2 days
- FICA Awareness Training 3 hours
- POPI Training 3 hours
Are these sessions online or in-person?
Workshops are conducted online via Teams. In-person sessions can be arranged for private group bookings.
Are the workshops interactive?
Yes! Sessions are capped at a small number of participants to keep things personal, engaging, and allow for Q&A.
Do I need to buy training material separately?
No, the live training pricing includes all required material.
Will I get a certificate after the training?
A Certificate of Completion is issued for FICA and POPI trainings.
For RE trainings, we prepare you to write the regulatory exam but do not issue certification (the regulator does that after you pass your exam).
For RE trainings, we prepare you to write the regulatory exam but do not issue certification (the regulator does that after you pass your exam).
Can I book a training session for my team?
Yes! We offer private training tailored to your team’s needs and schedule. Please email learning@complyeeze.co.za to make a request.
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