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Online and in-person training to help financial professionals and businesses meet compliance requirements with ease.
Why ComplyEeze?
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Simplified compliance training for busy professionals
STILL UNSURE WHICH COURSE IS RIGHT FOR YOU?
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RE 1
R 1,500
Regulatory Exam Preparation Course for Key Individuals (Cat I and Cat IV).
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You oversee and manage representatives without providing a financial service yourself.
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You are involved in the strategic oversight of an FSP and its representatives.
RE 5
R 1,300
Regulatory Exam Preparation Course for Representatives in All Categories of FSP's.
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You render intermediary services to a client.
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You are listed as a representative on a license.
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You provide advice to clients.
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You are dealing with clients to provide a financial service.
RE 3
RE4 Regulatory Examination for FSPs and Key Individuals in Category III
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You are a representative involved in discretionary fund management on a Category II FSP license.
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You are a key individual or are responsible for oversight of representatives rendering discretionary fund management services.
RE 4
RE4 Regulatory Examination for FSPs and Key Individuals in Category III
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You are a representative on a Category III FSP license actively involved in the bulking and reinvesting of client funds i.e. in a linked investment services provider environment.
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You are a key individual or are responsible for oversight of representatives rendering services on a Category III FSP license (bulking of client funds) i.e. in a linked investment services provider environment.
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